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CIRO Jul 2024
Complaints Outside of CIRO’s Jurisdiction
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While CIRO’s mandate includes setting and enforcing market integrity rules regarding trading activity on Canadian debt and equity marketplaces, they do not have jurisdiction over specific issuers of securities or their directors, officers or employees.

Learn about available options if you wish to make a complaint or inquiry regarding an advisor or firm outside of CIRO's jurisdiction. 

Author: CIRO
Topic: Consumer protection
Publisher: CIRO
Location: Canada
Format: Article, Reports/Articles
Content Type: Research
Publication Date: July 20, 2024