Additional Information
Please fill-in the following information before you start your courses:
First Name: Last Name: Organization/Agency your work for: (Please put N/A if you are not working for anyone) City and province: Which of the following financial empowerment services does your organization provide? (Check any that apply): Save
Show inline popup

CIRO Nov 2024
How CIRO Protects Investors
Access this resource

You need to login or register to bookmark/favorite this content.

CIRO is the national self-regulatory organization (SRO) that oversees investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO works to protect investors.

CIRO sets and enforces rules for the business and financial conduct of Member firms and their representatives across Canada. These rules protect investors and help build Canadians’ trust in financial regulation.

Click on "Access this resource" to learn more. 

Author: CIRO
Topic: Consumer protection
Publisher: CIRO
Location: Canada
Format: Article, Reports/Articles
Content Type: Research
Publication Date: November 2, 2024