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CIRO Jul 2024
How CIRO Protects Investors
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CIRO is the national self-regulatory organization (SRO) that oversees investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO works to protect investors.

CIRO sets and enforces rules for the business and financial conduct of Member firms and their representatives across Canada. These rules protect investors and help build Canadians’ trust in financial regulation.

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Author: CIRO
Topic: Consumer protection
Publisher: CIRO
Location: Canada
Format: Article, Reports/Articles
Content Type: Research
Publication Date: July 20, 2024